Colon Cancer Screening
Teri Brentnall, M.D., Toan Nguyen, M.D., Matthew Mealiffe, M.D.,
William M. Grady, M.D., and Emily Wong, M.D.
Introduction
Colorectal cancer (CRC) is the second leading cause of cancer death in the United States.
The disease is common, affecting approximately 5% of the population at some time in their
lives, and the associated mortality from advanced cases is high. In 2004, more than 146,000
new cases were diagnosed and more than 56,000 people died from CRC. Survival from colorectal
cancer is inversely related to the stage of cancer and early detection can prevent up to 90%
of colorectal cancer deaths. Different screening tests for colorectal cancer are accurate,
acceptable, and cost-effective; some also confer the potential benefit of preventing the
relatively slow and predictable progression of this disease
[Winawer, 1997].
Screening for colorectal cancer is desirable and has been endorsed by the American College of
Gastroenterology, the American Gastroenterological Association, the American Cancer Society,
and the U.S. Preventive Services Task Force. Due to the rapid evolution of the field, we would
like to caution that the following discussion is based on the available data in September 2005.
Different strategies are recommended for screening of people at average risk (i.e. without
identifiable risk factors for colorectal cancer) from those at increased risk so these groups
will be discussed separately.
Multiple methods are available for screening average risk patients for colorectal cancer. The
purpose of this chapter is to review the strengths and weaknesses of different screening procedures.
While some issues may seem mundane, they can have a major impact on the effectiveness and cost of
screening. There are several authoritative guidelines offering similar approaches to colorectal
cancer screening, however the wide latitude within these guidelines makes it incumbent for the
primary care physician to understand the key issues of screening techniques.
To prepare this chapter a Medline search was performed using the MeSH headings and search terms
of colon cancer, colorectal cancer, screening, adenomas, polyps, surveillance, screening, genetic
testing, familial adenomatous polyposis, Gardner Syndrome, Turcot Syndrome, Cowden Syndrome,
Adenomatous Polyposis Coli, Hamartomatous Polyposis, Peutz-Jegher Syndrome, Hereditary Non-Polyposis
Colorectal Cancer, fecal occult blood test, and inflammatory bowel disease. The years of the search
included 1970-September 2005.
1. CRC SCREENING FOR PEOPLE WITH AVERAGE RISK (I.E. NO KNOWN RISK FACTORS)
Adoption of a screening policy should fulfill the following criteria: a) the relevant disease is
common and serious, b) screening tests are accurate, acceptable, and feasible, c) treatment after
detection improves prognosis, and d) the potential benefits outweigh possible harm and costs.
Screening for colorectal cancer (CRC) is desirable because a) in 2004, the estimated incidence
of new cases of CRC is 146,000 new cases, with a mortality of 56,000, b) the different screening
tests are accurate, acceptable, and feasible, c) removing polyps and detecting early cancer reduces
mortality from the disease, and d) cost-effectiveness analyses have shown satisfactory results
[Winawer, 1997].
1.1 SCREENING GUIDELINES
Recent guidelines for colorectal cancer (CRC) screening of average risk individuals, have been
developed or updated by a) the US Preventive Services Task Force (USPSTF) in 2002, b) the Agency
for Health Care Policy Research (AHCPR) in 1997 and 2003, endorsed by the American Gastroenterological
Association, the American Cancer Society, the American College of Gastroenterology, the American
Society of Colon and Rectal Surgeons, the American Society for Gastrointestinal Endoscopy, and the
Crohn’s and Colitis Foundation of America)
[Winawer, 1997],
[Winawer, 2003] c) the American College of Gastroenterology (AGG) in 2000
[Rex, 2000], and d) the American Cancer Society (ACS) in 2001
[Smith, 2001]. These guidelines are summarized in
Table 1.
These colorectal cancer screening guidelines have the following recommendations in common:
- Screening should start at the age of 50.
- Annual fecal occult blood testing (FOBT) and/or flexible sigmoidoscopy are accepted
options for CRC screening.
Differences in opinion include:
1. The frequency of tests other than FOBT:
The US Preventive Services Task Force does not specify an interval for tests other than FOBT,
citing insufficient evidence.
2. Double contrast barium enema and colonoscopy:
While recognizing that there is no direct evidence (i.e. randomized or non-randomized trials or
case-control studies) that double-contrast barium enema reduces mortality from CRC, the AHCPR and
the ACS guidelines recommend double contrast barium enema every 5 years as acceptable screening
tools for CRC. The USPSTF, citing insufficient evidence, did not recommend for or against routine
screening use of barium enema, stating instead that “Double-contrast barium enema offers an
alternative means of whole-bowel examination, but it is less sensitive than colonoscopy, and there
is no direct evidence that it is effective in reducing mortality rates.” The ACG does not recommend
barium enema as a screening strategy, except in selected situations when individual radiologists with
a strong interest in this technique have established a high-quality pattern, in which case barium
enema may substitute for flexible sigmoidoscopy in the alternative strategy.
3. Combined flexible sigmoidoscopy and FOBT:
In addition to sigmoidoscopy or FOBT performed alone, the AHCPR guidelines also list combined
sigmoidoscopy and FOBT as an option for CRC screening. However, the AHCPR recognizes that while
the individual components are supported by strong evidence, the added value of combining the two
tests, while theoretically present, is not well established by research evidence. The USPSTF states,
“The combination of FOBT and sigmoidoscopy may detect more cancers and more large polyps than either
test alone, but the additional benefits and potential harms of combining the two tests are uncertain.”
The ACS prefers combined sigmoidoscopy and FOBT over either test alone, while the ACG only recommends
combined sigmoidoscopy and FOBT.
4. Colonoscopy:
Both the AHCPR and the ACS guidelines include this modality in their recommended screening. The
USPSTF states, more cautiously, that “it did not find direct evidence that screening colonoscopy is
effective in reducing colorectal cancer mortality rates; efficacy of colonoscopy is supported by its
integral role in trials of FOBT, extrapolation from sigmoidoscopy studies, limited case-control
evidence, and the ability of colonoscopy to inspect the proximal colon.” Only the ACG advocates
colonoscopy every 10 years as the preferred screening strategy.
The available screening modalities are discussed further below.
1.2. FECAL OCCULT BLOOD TEST (FOBT)
Fecal occult blood testing is based on the premise that polyps and cancer bleed more than normal
mucosa. The amount of bleeding is related to the site of the cancer (highest blood loss from large
lesions in the cecum and ascending colon) and increases with the size of the polyp and the stage of
the cancer [Macrae, 1982].
This bleeding is also intermittent and unevenly distributed
in the stool, necessitating multiple samplings. The generally accepted collection protocol includes
two samples from each stool specimen obtained on three different days. Convenient packages for
testing (3 slides with two windows each), along with detailed instructions to patients, are available.
A single digital FOBT is a poor screening test for CRC, as fewer than 5% of patients with advanced
neoplasia have a positive test result
[Collins, 2005];
it is specifically not recommended as a screening modality by the USPSTF.
A positive result with any sample warrants examination of the whole colon, most preferably
colonoscopy; a combination of flexible sigmoidoscopy and air-contrast barium enema may be offered
if colonoscopy cannot be performed
[Winawer, 2003],
[ACP, 1997].
Of note, a recent physician survey showed that a considerable number still use single sample
digital testing, alone (32%) or in combination with home testing (41%). In addition, 30% will
follow-up a positive FOBT with a repeat FOBT while 22% will recommend sigmoidoscopy alone. These
deviations from recommended guidelines correlate well with a patient survey showing that one third
of adults who reported having FOBT had an in-office test and that nearly one third of those who
reported abnormal FOBT results reported no follow-up diagnostic procedures
[Nadel, 2005].
In general, none of the current FOBT methods are highly accurate, with significant rates of false
positive and false negative findings. Recent reviews on this subject are available
[Ahlquist, 1997],
[Bond, 1997],
[Bond, 2002],
[Van, 1995]
including the position paper of the American College of Physicians
[ACP, 1997],
[Ransohoff, 1997].
1.2.1. The Procedure
FOBT based on pseudoperoxidase reaction:
Most current FOBT methods are guaiac-based tests, as established more than a century ago. The
pseudoperoxidase activity of heme, either as intact hemoglobin or free heme, converts colorless
guaiac to a blue color in the presence of hydrogen peroxide. In 1971, Gregor popularized the
notion of FOBT using guaiac-impregnated cards [Greegor, 1971]. While most convenient
and practical, due to its nature, this test is neither specific for blood nor cancer, and gives no
indication of the amount of blood being lost. To minimize false positives, patients should avoid
aspirin and non-steroidal anti-inflammatory drugs for 1 week (to prevent potential upper
gastrointestinal bleeding), red meat (to avoid cross reactivity), and raw fruits and vegetables
(especially melons, cauliflower, parsnips, radishes, turnips, horseradish and broccoli, to minimize
confounding sources of peroxidase). Vitamin C, an antioxidant, may produce false negative results;
intake in excess of 250 mg/day should be avoided.
Typically patients are provided with three cards; each card has two windows. The patient is asked
to sample two sites from three stool specimens on successive days. After specimen collection,
the rate of true-positive result decreases over time; it is important that the specimen is processed
within one week. The common guaiac-based FOBT are Hemoccult II, which can be developed directly or
following rehydration, and Hemoccult Sensa (abbreviated as HemeSensa). Rehydration of Hemoccult II
slides prior to development increases sensitivity but decreases specificity, it is not recommended
in the updated AGA guidelines
[Winawer, 2003].
FOBT based on immunochemical detection of hemoglobin:
Many fecal immunochemical tests (FIT) have been or are being developed, such as InSure, Instant-View,
immoCARE, MonoHaem, Clearview, Flexsure OBT/Hemmocuult-ICT, Magstream 1000/Hem SP, or Bayer Detect;
they are currently used in different countries such as Australia and Japan. These tests differ in
methods for specimen collection and testing.
FIT are based on antibodies that detect partial sequences of antigenic sites on the globin portion
of human hemoglobin; this means of detection offer many potential advantages. Hemoglobin from upper
GI sources is generally degraded by bacterial and digestive enzymes before reaching the large
intestine and is therefore rendered immunochemically non-reactive. Hemoglobin from lower GI sources,
on the other hand, undergoes less degradation and therefore remains immunochemically reactive. FIT
may thus offer improved specificity for lower GI lesions with associated bleeding. Furthermore,
because they do not cross-react with myoglobin or hemoglobin from many animal species and are not
affected by peroxidase, ferrous sulfate, or vitamin C, FIT do not require any dietary restriction,
a feature that may enhance patient compliance. In the same vein, Insure offers a convenient technique
to sample the surface of the stool in the toilet bowel water.
Comparison of available FOBT systems:
Specificity and sensitivity are the main performance characteristics of FOBT that determine their
relative merit. With the low prevalence of colorectal cancer and the vast population to be screened,
a small decrease in specificity will be amplified into a much larger decrease in the positive
predictive value and result in a large number of negative follow-up evaluations. Many studies have
directly compared the sensitivities and specificities of different FOBT.
In an urban, community-based, screening study, where 10,818 FOBT kits were returned, the positivity
rates for rehydrated Hemoccult, Hemoccult Sensa, and non-hydrated Hemoccult were, respectively, 15%,
7%, and 5%, while the respective positive predictive values for neoplasia = 1 cm were 7%, 11%, and
14% [ Levin, 1997]. In another study, the sensitivities for Hemoccult, HemeSensa, and HemeSelect were
88. 8%, 93.5% and 97.2% for 107 patients with colorectal cancer and 42.2%, 60.0%, and 75.6% for 45
patients with asymptomatic adenomas = 1 cm
[St. John, 1993].
Four additional studies have determined and compared the performance characteristics of the
different FOBT, alone or in combination: a study from the Oakland Kaiser Permanente Medical Center
involving 8,104 subjects with a two-year follow-up [Allison, 1996], a study from Israel, with 403 patients undergoing lower endoscopic examination
[Rozen, 1997],
an international study of 554 patients referred for colonoscopy for predetermined indications
[Greenberg, 2000], and a
study from Japan with 21,085 patients undergoing FIT and a simultaneous colonoscopy
[Morikawa, 2005].
The results of these studies are summarized in Table 2.
Table 2 shows notable variations in the performance
characteristics for each FOBT between different studies. These differences most likely reflect the
different populations tested (CRC screening [Allison, 1996] vs. colonoscopy referral
[Greenberg, 2000]) and the
methods for identifying neoplasia (2 years follow-up
[Allison, 1996],
vs. colonoscopy [Greenberg, 2000],
[Morikawa, 2005]),
vs. colonoscopy or flexible sigmoidoscopy prior to or at the time of testing
[Rozen, 1997].
Indeed, while Allison et al. and Rozen et al. report specificities for HemeSelect and Flexsure
OBT that are higher than the one of HemeSensa, Greenberg et al. report lower specificities.
Common trends can however be identified from these studies: a) HemeSensa is more sensitive but less
specific than Hemoccult; b) Some FIT are more sensitive than Hemoccult and about as sensitive as
HemeSensa; and c) HemeSensa combined with either HemeSelect or FlexSure OBT yields the highest
specificity and positive predictive value, but exhibits a lower sensitivity. Of note, the sensitivity
and specificity of FIT can be adjusted depending on the threshold set for globin detection. This
quantitative modulation can be used to optimize a screening program, balancing positivity rate and
positive predictive value.
The low sensitivities of these one-time FOBT may be compensated by repeated annual testing, as
recommended by the different guidelines. The practicality and cost of the different FOBT methods
should be considered. The estimated costs are ~ $2 for Hemoccult II or Hemoccult Sensa, and ~ $20 for
FIT. Hemoccult and HemeSensa, rely on color development and are simple tests to perform; FIT are
more complex tests, best developed in a central laboratory. Of note, even the simple guaiac-based
FOBT can be misinterpreted
[Selinger, 2003] and, in a general practice, the potential advantages of certain FIT may not be
realized [Ko, 2003].
1.2.2. Supporting Evidence
Four controlled randomized trials support the efficacy of FOBT in decreasing colorectal cancer
mortality. These trials are summarized in Table 3.
The first study included 46,551 volunteers from Minnesota, 50-80 years of age, who were randomly
assigned to a control group without screening and to FOBT screening (Hemoccult/ 83% rehydrated)
every year or every other year with a 13 year follow-up
[Mandel, 1993]. The 13-year
cumulative mortality per 1,000 volunteers for colorectal cancer was reduced from 8.83 in the control
group or 8.33 in the biennially screened group to 5.88 in the annually screened group, or a 33%
reduction. This reduced mortality was accompanied by improved survival in those with colorectal
cancer and a shift to detection at an earlier stage of cancer.
An 18-year follow-up study further demonstrates a significant reduction in the incidence of CRC,
with cumulative incidence ratios of 0.80 (C.I. of 0.70 – 0.90) for the annual screening group and
of 0.83 (C.I. of 0.73 – 0.94) for the biennial screening group. Non-compliance and a hiatus of
about 4 years in the screening program may also underestimate the true reduction achieved with
FOBT [Mandel, 2000].
The second study involved 61,933 people, 45-75 years of age, sampled from a base population of
140,000 from Funen, Denmark, who were randomized to either biennial screening over 10 years or
control without screening
[Kronborg, 1996]. The compliance rate for the first
screening was 67%. Over the 10-year study, there were 205 deaths attributable to colorectal
carcinoma in the screened group compared to 249 in the control group, or an 18% reduction.
The third study involved 150,251 people, 45-74 years of age, from Nottingham, United Kingdom, who
were randomized to biennial screening or to control without screening
[Hardcastle, 1996].
The compliance rate was 60% for at least one screening. Over the median follow-up of 7.8 years,
there were 360 deaths due to colorectal cancer in the screening group, compared to 420 in the
control group.
The fourth study, from Burgundy, France, included 91,199 individuals age 45-74 who were allocated
to FOBT screening or no screening. FOBT was performed biennially without diet restriction and was
processed by a central laboratory without rehydration; positive tests were followed up by colonoscopy.
After 11 years and 6 screening rounds, the reduction in CRC mortality in the screened group relative
to the control group was 16%; when confined to individuals accepting screening at least once, the
reduction rate was 33%. The acceptability of the test was about 53%; the positivity rate was 2.1%
for the initial round and 1.4% on average for the successive rounds
[Faivre, 2004].
These four studies, from different locations and using different designs, came to the same conclusion
that FOBT can be used as a screening tool to decrease CRC mortality. However, these studies differ
in the reported efficacy for reduction of CRC mortality: 33 % for the Minnesota study, 18 % for the
Danish study, 16% for the French study, and 14 % for the British study. It is unclear whether the
nearly double mortality reduction in the Minnesota trial is due to the participation of volunteers,
who may be more health-conscious and compliant, or the use of annual rehydrated Hemoccult slides.
In this study, the overall test positivity rate increased more than fourfold with slide rehydration
(from 2% to 10%) and the sensitivity increased from 80% to 92%. However, as discussed above, as the
positivity rate increases, the resultant number, risk, and costs of additional colonoscopies should
also be taken into account. Indeed, the Minnesota study had a 31% colonoscopy rate in 13 years,
compared to 4% in 10 years for the Danish and British studies.
1.2.3 Discussion
Based on the current data, annual FOBT is an acceptable modality for CRC screening. Of the
different FOBT, HemeSensa offers the optimal compromise between sensitivity and specificity.
The role of FIT remains to be clarified and optimized through additional ongoing studies.
1.3 FLEXIBLE SIGMOIDOSCOPY
Endoscopy allows direct visualization of the colonic lumen, thus ensuring high diagnostic
sensitivity and specificity. In addition to detection, endoscopy also allows CRC prevention
through removal of adenomas that may become cancers over time. Flexible sigmoidoscopy allows
examination of distal colon (rectum, sigmoid, +/- descending colon) and will be discussed here.
For additional information, readers are directed to a recent review
[Levin, 2002].
1.3.1 The Procedure
Description:
The sensitivity of the sigmoidoscopic examination is directly related to the
distance examined. For example, in a recent study of screening colonoscopy, 53% of patients
with advanced neoplasia had lesions in the rectum and sigmoid (the area typically visualized
during sigmoidoscopy) [Lieberman, 2001]. Whenever possible, the 60 cm flexible
sigmoidoscope should be the preferred instrument (rather than a rigid or shorter sigmoidoscope)
because it allows better visualization of a longer segment of the colon and is more comfortable,
increasing compliance. In addition, it is important, within the constraints of patient tolerance
and preparation, to complete an exam, or otherwise to consider it a limited screening procedure.
Polyps:
The current approach to polyps is based on the size. If a polyp is greater than 1cm, it is likely
to be adenomatous;
a biopsy is not necessary and a follow-up colonoscopy is required to allow polyp removal and
evaluation of synchronous lesions. If the polyp is smaller than 1 cm, it should be biopsied to
determine whether it is adenomatous or hyperplastic. If it is adenomatous, a full colonoscopy
is required to allow polypectomy and to exclude synchronous lesions in the remaining portion of
the colon.
If the polyp is hyperplastic, no further follow-up beyond routine screening is needed since
distal hyperplastic polyps, unlike those with distal adenomas, do not exhibit an increased risk
for proximal neoplasia compared to those with no distal polyps
[Lin, 2005].
Additional variations of this approach are being currently evaluated (e.g. removal of all polyps
irrespective of size and stratification of colonoscopy indication according to tumor histology
and patient age and sex).
1.3.2 Supporting Evidence
Three case-control studies support the utility of sigmoidoscopy in decreasing mortality from CRC.
The first study compared the history of previous screening sigmoidoscopy (66% flexible) in 66
patients who died of large-bowel cancer from 1979 to 1988 at the Greater Marshfield Community
Health Plan, Wisconsin. They were compared with 196 control members of the same health plan who
were of similar gender, age, and enrollment duration
[Newcomb, 1992]. The history
of screening sigmoidoscopy was much less common among case subjects (10%) than among control
subjects (30%). The risk of death from colorectal cancer was reduced among individuals having had
a single examination by screening sigmoidoscopy with an odds ration of 0.21 (95% confidence
interval = 0.08 - 0.52). Because this reduction in risk appeared to be limited to tumors in the
rectum and distal colon, confounding factors were not significant in the analysis.
The second study compared 261 members of the Kaiser Permanente Program who died of cancer of
the rectum or distal colon from 1971 to 1988 with 868 control subjects matched with the case
subjects for age and sex
[Selby, 1992]. Only 8.8% of the case subjects had
undergone screening by sigmoidoscopy, compared to 24.2 % of controls. The corresponding odds
ratio was 0.3 (95% confidence interval: 0.19 - 0.48). After adjustment for confounding factors
such as history of colorectal cancer or polyps or a family history of colorectal cancer, this
ratio was 0.41 (95% confidence interval 0.25 - 0.69), suggesting a protective effect gained from
sigmoidoscopy. This protective effect lasted as much as 9 to 10 years. The specificity for the
screening intervention was verified by a lack of a protection when 268 patients with fatal colon
cancer above the reach of the sigmoidoscope were compared with 268 controls (odds ratio of 0.96
with 95% confidence interval 0.61 - 1.50).
A third study compared the data files of 4,337 VA patients dying of colorectal cancer between
1988 and 1992 and 16,531 living patients and 16,199 dead control patients matched for age, sex,
and race. Diagnostic procedures of the large bowel reduced mortality from colorectal cancer, the
odds ratio being 0.41 (95% confidence interval 0.33 - 0.50) when compared with living control
subjects and 0.44 (confidence interval 0.36 - 0.53) when compared with dead control subjects.
These procedures were protective for 5 years or longer against death from cancer of the colon
and rectum. The specificity of the protective action was suggested by the observation that, even
though all procedures exerted a significantly protective influence, removal of tissue from the
colon or rectum (biopsy, fulguration, and polypectomy) was the most effective procedure. The
specificity was further strengthened by the fact that colorectal procedures reduced death from
colorectal cancer selectively, but did not influence mortality in general (comparison with dead
controls) [Muller, 1995].
Large clinical trials studying screening flexible sigmoidoscopy are in progress. The recruitment
and screening phases of a British trial are now complete and the corresponding information for
neoplasia detection, acceptability, safety, and feasibility recently published
[Atkins, 2002].
Of 368,142 eligible people, 40,674 underwent screening flexible
sigmoidoscopy while 113,178 served as controls. These sigmoidoscopies used carbon dioxide
insufflation, normally reached the junction of the sigmoid and descending colon, and lasted less
than 5 min. All small polyps were removed and patients were referred for colonoscopy for
high-risk lesions (= 3 adenomas, polyp = 1 cm, tubulovillous or villous histology, severe
dysplasia, malignancy, or = 20 hyperplastic polyps). Distal polyps were found in 25% of screened
patients, with adenomas or cancer in 12%, high-risk lesions in 4.7 %, and cancer in 0.3%. There
was one perforation and 12 hospital admissions for bleeding. Acceptability was high; eighty
percent of patients reported no or only mild pain and 97% were glad they had the test and would
recommend it to a friend.
Of note, in a cooperative study of screening colonoscopy at 13 VA medical centers, discussed in
detail in the section on colonoscopy, while patients with adenomas in the distal colon were
more likely to have advanced proximal neoplasia, 52% of patients with advanced proximal neoplasia
had no distal adenomas and 2.7% of patients with no distal adenomas had advanced proximal
lesions. The authors estimated that if a screening flexible sigmoidoscopy were performed to the
splenic flexure, followed by a full colonoscopy if an adenoma of any size is discovered, only 80%
of advanced neoplasia would be detected. The corresponding value for a flexible sigmoidoscopy
limited to sigmoid and rectum is 32%
[Lieberman, 2000]. In another study of screening colonoscopy, 46% of patients with advanced
proximal neoplasms (villous features, high-grade dysplasia, or cancer) had no distal hyperplastic
or adenomatous polyps
[Imperiale, 2000].
1.3.3 Discussion
While the results from large clinical trials are still pending, case-control studies of flexible
sigmoidoscopy suggest that this modality reduces CRC mortality by 30-50%, an effect limited to
lesions within the reach of the sigmoidoscope. In addition, this protective effect lasts 5-10
years. Thus, screening with flexible sigmoidoscopy every 5 years is certainly justifiable.
Flexible sigmoidoscopy allows direct examination and polyp removal of the distal colon. Its main
drawback is that it can only clear a portion of the colon. Indeed as discussed below (1.4.2), if
a flexible sigmoidoscopy was performed to the splenic flexure, followed by a full colonoscopy if
an adenoma of any size was detected, only 70% of the advanced neoplasia would have been detected.
Combining this strategy with one-time FOBT allows a small and statistically insignificant increase
to 76%. Compared to colonoscopy, sigmoidoscopy has several potential advantages: it is inexpensive
and easier to perform, requires a simpler bowel preparation and is usually completed without
sedation. Whether these perceived advantages outweigh the completeness of a colonoscopic
examination is currently a matter of debate. In addition, the criteria whereby a distal polyp
necessitates a follow-up colonoscopy are being refined.
Practical economic considerations may also affect the use of flexible sigmoidoscopies in
screening programs: indeed, in the US, this procedure may be reimbursed at a rate that is too
low to justify the required equipment, staff time, and dedicated space
[Ransohoff, 2005].
1.4 COLONOSCOPY
Excellent reviews of the technical aspects and effectiveness of screening colonoscopy are
available [Nelson, 2002],
[Rex, 2002]. The main
points are addressed below.
1.4.1 The Procedure
Colonoscopy is a relatively complex procedure that requires complete bowel preparation and is
performed under conscious sedation by skilled endoscopists (usually gastroenterologists).
Similar to flexible sigmoidoscopy, colonoscopy allows both detection and prevention of CRC.
Indeed, the National Polyp Study demonstrated that colonoscopic polypectomy reduced the incidence
of CRC by 76 - 90% (p < 0.001) [Winawer, 1993]. The main advantage of colonoscopy over flexible
sigmoidoscopy is the greater extent of the examination, i.e. visualization of the entire colon.
In two recent studies of screening colonoscopy [Imperiale, 2000], [Lieberman, 2000] the cecum was reached in ~ 97% of instances. Other studies
also showed a completion rate of > 95%, with women with a low body mass index or with a
history of hysterectomy at higher risk for a more difficult colonoscopy.
In these recent studies, the safety of the procedure was also assessed and the complication
rates were low. In one study, the incidence of serious complications during or immediately after
colonoscopy was 0.3% (bleeding, myocardial infarction, cerebrovascular accident, Fornier’s
gangrene, and thrombophlebitis), and there was no perforation or death directly related to the
procedure [Lieberman, 2000].
In the other study, out of 1,994 colonoscopies,
there was one perforation, three significant bleeding episodes, and no death related to the
procedure [Imperiale, 2000].
We should caution, however, that well-trained endoscopists performed these exams in the context of
a clinical trial. These performance characteristics may be not be duplicated if the increased number
of screening colonoscopies necessitates their performance under less optimal conditions.
The accuracy of colonoscopy has also been examined. In a study of 183 patients subject to two
consecutive colonoscopies, the miss rate for adenomas was 24%. As expected, this rate was
dependent on the size of the polyp: it was 27% for adenomas = 5 mm, 13% for adenomas 6-9 mm,
and 6% for adenomas = 1 cm [Rex, 1997]. In another study of 90 patients subjected
to tandem colonoscopy by two alternating examiners, similar missed rates were observed: no missed
lesions for polyps = 10 mm, 12.3 % for polyps 6-9 mm, and 16% for diminutive polyps = 5 mm
[Hixson, 1990].
However, a limitation of these studies was that colonoscopy was
used as its own internal standard; virtual colonoscopy allows a separate reference standard. In
a prospective, multicenter screening trial involving 3 medical centers and 1,233 asymptomatic
adults who underwent same-day virtual colonoscopy followed by optical colonoscopy with segmental
unblinding to correlate findings, the miss rate for adenomas = 6 mm, 8mm, and 10 mm were,
respectively, 11.9%, 10.5%, and 11.8%. Of the missed adenomas that were = 10 mm, nonrectal
neoplasms accounted for 71%; 93% of these were located on a fold and 71% on the proximal side
of the fold. Of the rectal missed lesions, 83.3% were located within 10 cm of the anal verge
[Pickhardt, 2004].
Again, these reported rates may still underestimate the true miss rate since neither virtual
colonscopy nor optical colonscopy are infallible, especially with lesions of smaller size.
1.4.2 Supporting Evidence
While there is no direct evidence that screening colonoscopy decreases CRC mortality, two
recent studies have addressed the utility of screening colonoscopy for detection of advanced
neoplasia. In a cooperative study at 13 VA medical centers, 3,121 asymptomatic subjects
(mostly men, some with family history of CRC), aged 50-75 years, underwent complete colonoscopy
between1994 to 1997
[Lieberman, 2000]. Of the subjects tested, 37.5% showed
one or more neoplastic lesions, 7.9% had a villous adenoma or an adenoma = 1cm, 1.6% showed
adenoma with high-grade dysplasia, and 1% showed invasive cancer. Patients with adenomas distal
to the splenic flexure were more likely to have advanced proximal neoplasia (adenoma = 10 mm,
presence of villous features, high-grade dysplasia, or cancer) than those without. However,
52% of patients with advanced proximal neoplasia had no distal adenomas and 2.7% of patients
with no distal adenomas had advanced proximal lesions. In other words, if a screening flexible
sigmoidoscopy were performed to the splenic flexure, followed by a full colonoscopy if an
adenoma of any size is discovered, only 80% of advanced neoplasia would be detected. The
corresponding value for a flexible sigmoidoscopy limited to sigmoid and rectum is 32%.
A follow-up analysis correlated the colonoscopy findings with one-time FOBT (rehydrated
Hemoccult II) in the 2,885 colonoscopy patients in whom both tests were obtained. The FOBT
positivity rate was 8.3%, and the sensitivity was 23.9% for advanced neoplasia and 35.6% for
cancer and high-grade dysplasia. The positive and negative predictive values for advanced
neoplasia were, respectively, 39.7% and 87.8%. Left-sided detection rate (equivalent to a
flexible sigmoidoscopy) for advanced neoplasia was 70.3% in this analysis; combined with a
positive FOBT, it increased slightly to 76% (not statistically significant)
[Lieberman, 2001].
Of note, this one-time FOBT may not have the same performance characteristics as the
recommended repeated annual FOBT.
In another study, 1,994 asymptomatic subjects older than 50 underwent screening colonoscopy
between 1995 and 1998. Of those, 5.6% had advanced neoplastic lesions (3.1% distal and 2.5%
proximal). Similar to the VA study, 46% of patients with advanced proximal neoplasms (villous
features, high-grade dysplasia, or cancer) had no distal hyperplastic or adenomatous polyps.
The prevalence of advanced proximal neoplasia among patients with no distal polyp, with distal
tubular adenomas, and with advanced distal neoplasia was respectively, 1.5%, 7.1%, and 11.5%
[Imperiale, 2000].
In a tandem project for the VA Cooperative study, complete colonoscopy was achieved in 1,463
asymptomatic women (15.7% with family history of colon cancer). Colonoscopy revealed advanced
neoplasia in 4.9%; if flexible sigmoidoscopy alone had been performed, advanced neoplasia would
have been detected in 1.7% and missed in 3.2%. In other words, only 35.2% of women would have
had their lesions identified if they had undergone FS alone, as compared with 66.3% of matched
men in the VA Coop study. There were no clinically significant complications. It was therefore
concluded that colonoscopy is the preferred method of screening for colorectal cancer in women
and that FS is an inadequate method of predicting advanced neoplasia in the proximal colon in
women (vs. men)
[Schoenfeld, 2005].
1.4.3 Discussion
Screening colonoscopy, while not supported by direct evidence, is a logical screening modality
advocated with increasing fervor. Indeed, the ACG guidelines recommend colonoscopy as the
preferred strategy, which is now reimbursed by Medicare for eligible patients. While a complete
examination of the colon and the ability to prevent CRC are intuitively appealing the following
reservations should be considered before advocating colonoscopy as the best CRC screening
modality [Allison, 2005],
[Ransohoff, 2005]:
a. Although colonoscopy may be the best diagnostic test at any one time, it may not
be the most effective when programs include repeated testing over time and the end point is
CRC mortality . Indeed, a less sensitive test, such as FOBT, applied repeatedly could have
multiple chances to detect an existing lesion resulting in a higher overall sensitivity of
the program. Furthermore, cancers that are more likely to be fatal because they develop and
grow rapidly may be detected through annual screening, but not necessarily through testing
at the 10-year interval suggested for colonoscopy. Indeed, in the National Polyp Study, the
surveillance program for prior polyps reduced, but did not abolish, the incidence of colorectal
cancer at three, six, and seven years (estimated respective reductions of 90, 88, and 76%).
Increasing the frequency of colonoscopy to address this limitation will incur a higher rate
of complication as well as additional use of resources.
b. Colonoscopy misses lesions. When it was used as its own standard in tandem studies,
miss rates up to 6% for adenomas = 1 cm were observed. Combined virtual and optical colonoscopies
demonstrated that the miss rate may reach 12%. Reports from Japan originally raised the
possibility that a particular type of colorectal neoplasm, the flat and depressed lesions,
may exhibit a higher potential for malignancy and invasion
[Tsuda, 2002].
Recent studies suggest that these lesions may not be limited to the Far East. In American
adults, a study reported that a third of the polypoid lesions were of the flat and depressed
type with 82% and 4% respective incidence of adenoma or cancer. These lesions may be missed with
routine colonoscopy; indeed 62% of these lesions were only detected using indigo carmine dye
[Saitoh, 2001].
c. Availability: cost and manpower. A major concern with screening colonoscopy is the
availability of resources, particularly endsocopists. A survey of 1,235 primary care physicians,
349 gastroenterologists, and 316 general surgeons, estimated that 4 million colonoscopic
procedures were performed in the US in 2000, including 1.6 million screening examinations. In
the same report, a primary colonoscopy screening program, with very conservative estimates and
criteria (average risk patients between 50 and 80 years of age, 70% compliance, test positivity
of 2%, only routine screening following adenoma = 5 mm, 5 years surveillance interval for polyp
> 5 mm), will require 4.8 million screening and surveillance colonoscopies a year
[Brown, 2003].
Thus a colonoscopy screening program by itself will require
a capacity that is 20% larger than what is currently available.
A recent market analysis for CRC screening with endoscopy suggests that factors affecting
demand are the size of the population to be screened, income and health insurance status of
subjects, time and travel costs, price of alternative screening modalities, personal preferences,
and perceived quality of care. Factors affecting supply side include the availbility of
providers, efficiency in performing the procedure, procedure costs, reimbursement rates, and
technical progress
[Tangka, 2005]. Performing this procedure only according
to accepted guidelines might also increase colonoscopic capacity. For example, in a survey of
349 gastroenterologists and 316 surgeons, 24% of gastroenterologists and 54% of surgeons
recommended surveillance for a hyperplastic polyp while more than half recommended a
surveillance interval of 3 years or less for a single adenoma smaller than 1 cm
[Mysliwiec, 2004].
In addition, risk stratification, for example using age,
sex, and BMI may further help us select subjects that would benefit the most from colonoscopic
screening [Betes, 2003].
Increased training of endoscopists, including physician extenders is also being debated.
1.5 BARIUM ENEMA
1.5.1 Double Contrast Barium Enema
Double contrast barium enema is another modality that allows evaluation of the entire colon
and has been recommended for CRC screening. However, the sensitivity of this technique has
been of primary concern. The relative sensitivities of barium enema and colonoscopy for
detection of adenoma and CRC were compared in a study of 20 community hospitals in Central
Indiana [Rex, 1997].
A review was performed of the medical records of 2,193
consecutive colorectal cases and all associated procedures within 3 years of diagnosis. The
sensitivity of colonoscopy for colorectal cancer (95%) was greater than that for barium
enema (82.9%), with an odds ratio of 3.93 for a missed cancer by barium enema compared with
colonoscopy. Of interest, barium enema performed no better in the right than the left colon.
Cancers detected by colonoscopy were more likely to be Dukes' class A than cancers detected by
barium enema, and colonoscopies performed by gastroenterologists were more sensitive than
colonoscopies by non-gastroenterologists (97% vs. 87%, odds ratio of 5.36).
The suboptimal sensitivity of barium enema was again observed in a follow-up analysis of the
National Polyp Study, involving 580 patients who underwent 862 paired colonoscopies and barium
enemas for surveillance of adenomatous polyps. Using colonoscopy as the gold standard, the
detection rate of adenomatous polyps by barium enema was related to the size of the adenomas:
32% for adenomas = 0.5 cm, 53% for adenomas 0.6 – 1.0 cm, and 48% for adenomas > 1 cm. Of
139 positive barium enemas and negative colonoscopies, colonoscopic reexamination revealed an
additional 19 polyps (12 adenomas)
[Winawer, 2000].
This low sensitivity implies that barium enema should only be used when colonoscopy is not available or contraindicated.
1.5.2 Virutal colonoscopy
A new technique that may replace barium enema in the future is virtual colonoscopy (up-to-date
review [Hawes, 2002].
This new imaging technique uses thin-section helical CT
to generate high-resolution two-dimensional axial images that are then reconstructed through
additional software into three-dimensional images that simulate those obtained by colonoscopy.
Most studies to date have used a bowel preparation (like colonoscopy and barium enema) and the
colon is insufflated; newer techniques have focused on performing virtual colonoscopy without
prior bowel preparation in order to improve patient acceptance. At a rate of 5-30 frames/sec,
the reconstruction is represented as a fly-through, thus the name of virtual colonoscopy. In a
report comparing the performance of virtual colonoscopy and endoscopic colonoscopy in 100
patients at high risk for colorectal neoplasia, the sensitivity of virtual colonoscopy was
related to the size of the polyp: 55% for polyps = 5 mm, 82% for polyps 6-9 mm, and 91% for
polyps = 10 mm. Limited image resolution accounted for the low detection rate of small polyps
while misinterpretation (identification as stool or folds) or inadequate visualization (from
retained intraluminal fluid or poor colonic distention) accounted for the missed large polyps
[Fenlon, 1999].
Virtual colonoscopy offers rapid and complete examination of the colon at a negligible risk
and without requirement for sedation; it also yields information about structures outside of
the colon. However, the sensitivity is still suboptimal, especially for small and flat lesions,
it still requires a full colon cleansing, and no therapeutic intervention is possible. On the
other hand, this developing technique is being continually improved. Innovations, such as a
virtual preparation (intermixing of contrast with stool obviating the need for bowel cleansing),
may enhance the appeal of this modality in the future.
1.6 NEW MODALITIES BEING DEVELOPED
1.6.1 Virtual Colonoscopy
1.6.2 Stool Testing
Two approaches to stool testing have been proposed:
a. Fecal DNA: 85% of CRC result from progressive and sequential accumulation of
chromosomal instability in the adenomatous polyposis coli (PAC)) gene, the p53 tumor-suppressor
gene, and the K-ras oncogene; the remaining 15% of CRC arise from the loss of genes involved in
DNA-mismatch repair. Colorectal cancer may therefore be detected through the use of appropriate
DNA markers in neoplastic colonic cells shed into the stool. While DNA is quite stable, the
challenge has been to separate the abnormal human DNA from both bacterial DNA and normal human
DNA in the stool and to amplifyi it to test for genetic abnormalities.
A recent large trial compared the test characteristics of FOBT and fecal DNA, using a panel of
21 DNA mutations (3 in K-ras gene, 10 in APC gene, 8 in p53, BAT26, and a marker of long DNA)
in 4,404 subjects who also underwent colonoscopy. Although only 18% of advanced neoplasia were
detected by fecal DNA (vs. 11% with FOBT), fecal DNA detected 52% of invasive cancer while
FOBT detected 13%. Specificities were 94.4% for fecal DNA and 95.2% for FOBT
[Imperiale, 2004].
The major limitation in the use of fecal DNA will be
its cost, as the first commercially available test, PreGenPlus, has a list price of $795. The
source of false-positive DNA tests is also unknown; it may signal cancers in other parts of
the digestive system and could be cause for concern
[Ouyang, 2005].
b. Rectal Mucus: The disaccharide, D-galactose-N-acetyl-D-galactosamine (GaNAc), is
differentially expressed in the mucin of CRC and precancerous cells as well as mucin of normal
mucosa distant from the site of cancer. Testing rectal mucus may therefore predict cancers both
near and far from the site of sampling. The galactose oxidase Schiff test (GOS) is a simple,
inexpensive test in which a digital swab of rectal mucus is treated with D-galactose oxidase
and Schiff’s reagent, allowing GalNAc to yield a magenta or purple coloration. In the largest
study for its use, ColorectAlert (a GOS test designed by International Medical Innovations)
exhibited a specificity of 85% and a sensitivity of 49% for all CRC and 54% for Dukes’ A or
B CRC. While this test offers the advantage of not requiring any dietary restriction and can
be performed using a sample obtained from a digital rectal exam, it remains unclear whether
additional determination of its performance characteristics using larger population of average
risk patients would justify its use in mass screening
[Ouyang, 2005].
1.6.3 Colonoscopic Enhancement
New endoscopic techniques may greatly increase the sensitivity, specificity, and yield of
colonoscopy [Regueiro, 2005]:
a. High-magnification chromoscopic colonoscopy: This technique combines image
magnification (up to 1125-fold) and the use of colorizing agents to enhance visualization
of the colonic mucosa. Enhancing dyes consist of contrast dyes, such as indigo carmine or
cresyl violet, which pool in grooves and highlight surface irregularities, and staining
dyes, such as Lugol’s solution, methylene blue, or toluidine blue, which color the convex
or protuberant portions of a lesion. This technique is aimed at detecting subtle changes
of the mucosa such as pallor or ertythema, changes in vascular pattern, or abnormal surface
pit patterns, such aberrant crypt foci. Indeed, aberrant crypt foci have gained increasing
attention as important precursors of cancer. Flat and depressed adenomas are also another
target of hign magnification chromoscopic colonoscopy. As discussed previously, these lesions
may have greater potential for malignancy and invasion compared to the typical polypoid lesions;
they may be more common in Western populations than previously realized.
b. Spectroscopy: Light scattering spectroscopy, based on the principle that light
absorption and scattering is related to the composition of the tissue being examined, can be
used to probe the colonic mucosa to a greater depth than with conventional microscopy. It
relies on a low-power laser light to induce auto-fluorescence of endogenous chemicals in
colonic tissue; changes between normal, precancerous, and cancerous tissues will be reflected
in alterations of the emitted spectra. Finally, confocal colonoscopy combines traditional
endoscopy with confocal laser microscopy, added to the distal tip of a traditional video
endoscope, to provide submucosal histology.
c. Optical coherence tomography: This technique uses light waves to probe the
subsurface of the mucosa and allows visualization of the layers of the colonic wall, in
a manner analogous to endoscopic ultrasonography.
1.7 CONCLUSION
The cost effectiveness of the different modalities
[Table 4] included in the guidelines has been demonstrated in the original
analysis of the Office of Technology Assessment of the US Congress. FOBT, flexible sigmoidoscopy,
double contrast barium enema, and colonoscopy, individually and in combination, starting at age
50 and stopping at age 85 all cost less than $ 20,000 per year life saved and are within the
acceptable range of cost-effectiveness by US health standards. However, screening sigmoidoscopy
alone (at any interval) is less effective than the other screening strategies. Otherwise the
cost-effectiveness of the other strategies for most screening intervals is comparable. For
several strategies, there is a steep increase in cost, with only small increases in effectiveness,
with shorter intervals between screening examinations [Winawer, 1997]. The cost effectiveness
of fecal occult blood testing and colonoscopy was again recently verified for Australia and
New Zealand [Graves, 2005].
Because each modality has its own advantages
and shortcomings, it is now the consensus that our effort should be focused on increasing CRC
screening compliance rather than on determining an overall marginal superiority of one modality
versus another.
Indeed, while the goal of the Healthy People 2010 campaign by the US Department of Health
and Human Services is a modest 50% compliance rate, it is estimated from communitiy surveys
that only 37% (range from 13 – 55%) of the US population obtained screening within the
recommended time frames. Overall, positive attitudes towards screening and physician
recommendation are the key factors. Fear of finding cancer and the belief that cancer is not
curable are barriers to adherence with screening guidelines. Adherence is also positively
correlated with education, medical insurance, and differs with age (those in the 70’s are
generally more compliant than those younger or older). On the other hand it is not possible
to conclude that adherence is a function of any modality
[Subramanian, 2004].
2.0 COLORECTAL CANCER SCREENING AND SURVEILLANCE IN PATIENTS WITH RISK FACTORS
Introduction
Assessment of the individual patient’s risk of colorectal cancer (CRC) is essential for
guiding appropriate screening and surveillance. The risk of developing colon cancer is
primarily dependent on three key factors: the age of the patient, the patient’s personal
history of colon cancer or colon adenomas, and the family history of the patient
[Winawer, 1997],
[Johns, 2001],
[Winawer, 2003];
[Section 3.2].
Most cases of CRC are sporadic, but inherited factors are thought to play a role in
approximately 35% of cases (95% CI: 10-48%; [Lichtenstein, 2000]).
This section will focus on the latter group: patients who generally can be identified by
having one or more family members with colorectal cancer or adenomatous polyps. The
detection of individuals harboring familial colon cancer syndromes is also very important
not only because surveillance programs are crucial for preventing colon cancer in these
families, but also because of the implications for the patient’s family members’ risk for
cancer.
2.1 THE PRINCIPLES OF RISK ASSESSMENT: POSITIVE FAMILY HISTORY, EXCLUSIVE OF SYNDROMES
A combination of the number of family members affected with colorectal cancer or colon
polyps and the ages at which they developed the polyps or cancer can help define the risk
for a hereditary susceptibility syndrome. Sporadic colon cancer usually occurs in patientsage
50 and older, and its incidence increases as individuals get older. In contrast, inherited
forms of colon cancer usually occur earlier, often in the fourth decade or earlier.
2.1.1 Asymptomatic Screening: Patients with One Family Member Affected
(Table 1)
Most patients have an average lifetime risk of 5% for the development of sporadic colorectal
cancer. A metaanalysis suggests that the relative risk of development of colorectal cancer in
an individual with a first-degree relative with CRC is 2.25 (95% CI: 2.00-2.53;
[Johns, 2001]). This risk
can probably be stratified according to the age
at diagnosis. The same study suggests a relative risk of 3.87 (95% CI: 2.40-6.22) if the
first-degree relative is diagnosed with CRC before age 45
[Johns, 2001].
The corresponding relative risks for individuals with first-degree relatives diagnosed between
45 and 59 and 60 or older are 2.25 (95% CI: 1.85-2.72) and 1.82 (95% CI: 1.47-2.25).
The risk of colorectal cancer is elevated not only for relatives of patients with colon cancer,
but also for relatives of patients with adenomas. First-degree relatives of patients with
colorectal adenomas have a relative risk of 1.99 (95% CI: 1.55-2.55) of developing CRC
[Johns, 2001]. Furthermore,
robust evidence from two studies
[Winawer, 1996],
[Ahsan, 1998] demonstrates that the
CRC risk for family members increases with decreasing age at adenoma diagnosis in the index case.
For relatives of index cases diagnosed with adenoma at 50yo or younger, as compared to at 60yo or
older, the relative risk was 4.36 (95% CI: 2.24-8.81;
[Ahsan, 1998]). This
finding supports the conclusions of Winawer et al who found a 2.6-fold increased risk (95% CI:
1.46-4.58) for CRC among siblings of individuals with adenomas diagnosed at 60yo or younger as
compared to older than 60yo
[Winawer, 1996].
Although there continues to be controversy regarding ideal screening modalities in individuals at
average risk, current AGA guidelines recommend colonoscopy (and not sigmoidoscopy and/or barium
enema) for screening individuals with a family history of adenoma or CRC as delineated in
Table 1
[Winawer, 2003].
Colonoscopy has the advantage of therapeutic intervention if polyps or masses are discovered at
screening.
Details regarding the modality and age to start screening for colorectal cancer are an area of
controversy, but general guidelines are available (Table 1),
(Table 3). Screened patients are significantly
less likely to develop or die of colorectal cancer. Colonoscopy is considered by many to be the
gold standard for screening because it has both diagnostic and therapeutic capability. However
endoscopic screening is costly and invasive. The screening regimen may be tailored to the likelihood
of finding pathology on the basis of patient's age and family history. For example, current
recommendations from the AGA are for colon cancer screening with colonoscopy on an every 5 year
basis starting at age that is 10 years younger than the youngest affected family member for
individuals with a first degree relative with colon cancer or colon polyp <60 years of age or
2 first degree relatives with colon cancer
[Winawer, 2003].
2.1.2. Asymptomatic Screening: Two or more affected family members
(Table 1).
The first consideration in evaluating patients with two or more family members with colorectal
cancer is to rule out an inherited familial cancer syndrome. Some inherited syndromes have a
distinctive phenotype, such as the polyposis syndromes. Other inherited disorders have to be
suspected on the basis of the family history alone, such as Hereditary Non-polyposis Colon Cancer
or attenuated forms of familial adenomatous polyposis.
If there are two affected first-degree relatives (parents, children, siblings), annual colonoscopy
is warranted every 3-5 years beginning at age 40 or 10 years younger than the earliest cancer
diagnosis in the family, whichever comes first [NEW Winawer, 2003], (Table 10). If there are three
or more affected first-degree relatives, or if the first-degree relative was diagnosed with colorectal
cancer before the age of 35, then an inherited colon cancer syndrome should be suspected
[Burt, 1992].
If HNPCC is suspected based on the family history (see section on
HNPCC below), at risk family members should have annual colonoscopy starting between 20-25 years
of age or beginning 5 years younger than the age of the earliest colorectal cancer diagnosis
[Aarnio, 1995],
[Lynch, 1992],
[Lynch, 1994]. If the
colon is free of polyps and other abnormalities, then colonoscopy can be repeated every 2 years
through age 40 and annually thereafter.
2.2. PERSONAL HISTORY OF COLON CANCER, COLONIC ADENOMAS OR INFLAMMATORY BOWEL DISEASE
Introduction
Some patients will require lifelong colonoscopic surveillance because of a personal history of
colon cancer, adenomatous polyps or inflammatory bowel disease. Patients with colon cancer only
need to have surveillance colonoscopy if they have had a resection of the cancer with intention
to cure. Colonoscopy is the preferred method of surveillance in patients with a history of colonic
polyps or colon cancer, because of better sensitivity and therapeutic capability compared to barium
studies (e.g. polyps can be removed, if detected). Flexible sigmoidoscopy, combined with
double-contrast barium enema, is acceptable as an alternative for those patients who would not
tolerate colonoscopy.
2.2.1 Patients With a History of Colorectal Cancer
(Table 1)
As it is very important to rule out synchronous adenomas or CRC, patients with colorectal cancer
that has been resected for cure should undergo a complete colonoscopic examination within 1 year of
the resection if they did not undergo complete colonoscopy preoperatively
[Winawer, 1997],
[Byers, 1997],
[Winawer, 2003].
Patients with metastatic disease do not require surveillance. The value of the colonoscopy within
one year of CRC diagnosis lies in its ability to detect synchronous/metachronous adenomas, rather
than to detect recurrent intraluminal CRC
[Schoemaker, 1998]. If this or a
complete preoperative examination is normal then subsequent surveillance should be offered after 3
years and then, if normal, every 5 years. The continued colonoscopic surveillance is justified by
the relatively high rate of second primary CRCs
[Green, 2002]. Double contrast
barium enema, while an alternative for patients unable to tolerate colonoscopy, is suboptimal in
this setting.
Patients who are under the age of 50 at the time of colorectal cancer diagnosis represent a unique
subset of colon cancer patients who have an increased likelihood of having a hereditary syndrome.
It is important to remember that de novo mutations in CRC predisposition genes are not uncommon, and
thus, some patients will be the first to present in the family. It is very important to identify these
patients, as it will affect their clinical management, not to mention having substantial implications
cancer risk on other family members. Other clues that can help identify those patients who have a
hereditary syndrome include: a) having more than one colonic cancer (at the same time or sequentially),
b) having multiple close family members with colorectal cancer, c) having a personal or family history
of other non-colonic cancers (especially ovarian, endometrial, small bowel, and stomach), or d) having
a history of >10 polyps
(Table 10). For example, an individual may have unrecognized Attenuated Familial Adenomatous
Polyposis or Hereditary Nonpolyposis Colon Cancer (HNPCC). In the former case, the patient may present
with >10 adenomas or may have family members with colon cancer and/or extracolonic manifestations
of FAP. In the case of HNPCC, a consensus panel recently
released new guidelines aimed at identifying individuals with CRC who deserve further evaluation to
rassess for a hereditary cancer predisposition syndrome
[Umar, 2004]. These Revised
Bethesda Guidelines recommend molecular testing of the colon cancer for patients under the age of 50
who develop colorectal cancer and for older patients who have certain risk factors, as outlined in
(Table 8). Patients who have a positive molecular test
have a high likelihood of having HNPCC and should undergo genetic testing for the HNPCC mismatch
repair gene mutations or undergo surveillance as if they have the syndrome,
(Table 9).
2.2.2 Patients With a History of Adenomatous Polyps
(Table 1)
When a polyp has been identified it should be removed for histologic examination. Concomitantly,
the entire colon should be examined endoscopically to detect and remove other polyps. Large sessile
polyps or numerous polyps may require additional colonoscopies. Most patients with adenomas need
surveillance, in which the first follow-up colonoscopy is scheduled for 3 years after clearing the
entire colon of polyps
[Winawer, 1997], [Byers, 1997],
[Winawer, 1995].
The current recommendations depend on the number and size of the
polyps found on the index exam. If one large or histologically advanced polyp is found or if two
polyps >1cm in size are found, then a 3 year follow-up interval is indicated. Otherwise, a 5
year follow-up exam is appropriate
[Winawer, 2003]. If the 3-year exam is
negative, subsequent exams can be performed every 5 years. Surveillance may need to be tailored
according to findings in those patients who have polyps on subsequent exams. Patients who have
recurrent polyps, numerous polyps, or large sessile polyps (>2 cm) may require more frequent
surveillance than every 5 years. On the other hand, for patients with a single small tubular
adenoma (<1cm) on the initial exam, the interval for the first follow-up colonoscopy may be
extended to 5-6 years [Byers, 1997].
When colonoscopy is not feasible because of comorbid disease or patient preference, then flexible
sigmoidoscopy coupled with double-contrast barium enema is an acceptable alternative.
Patients who have a) adenomas under the age of 40, b) a history of other non-colonic cancers,
c) multiple close family members with colon cancer, or d) 10 or more adenomas should undergo
evaluation for an inherited colon cancer syndrome
(Table 10) , (Table 11).
2.2.3 Patients With Inflammatory Bowel Disease
(Table 1)
Patients with ulcerative colitis (UC) and Crohn's colitis have an increased risk of colorectal cancer.
The risk of neoplasia approximates 1% per year of disease duration: for example, a person with
ulcerative colitis for 20 years has about a 20% risk of having neoplasia. There are 2 other risk
factors for neoplasia in IBD patients besides duration of disease: 1) disease extent proximal to
the sigmoid colon [Dawson, 1959],
[Devroede, 1976],
[MacDougal, 1964],
[Morowitz, 1969],
[Farmer, 1966],
[Nugent, 1970].
More recently, primary sclerosing cholangitis has been suggested as
and 2) concomitant diagnosis of primary sclerosing cholangitis with IBD
[Brentnall, 1996],
[Broome, 1992],
[DHaens, 1993],
[Gurbuz, 1994].
The precursor lesion for colon cancer in IBD is called dysplasia.
Dysplasia is graded as negative (normal), indefinite, low grade and high grade. High grade lesions
usually develop into cancer.
Colonoscopic surveillance of ulcerative colitis patients is controversial. The current standard of
practice is to perform life-long annual or biannual colonoscopic biopsy surveillance in patients with
extensive colitis of 8 or more years duration. Patients with left-sided colitis (distal to the splenic
flexure) warrant surveillance after 12-15 years. The cost effectiveness and optimal protocol for this
approach have yet to be established. The problem is further complicated by the fact that the colon is
a large organ to sample and that areas of dysplasia are usually not visible at colonoscopy. One study
calculated that 33 biopsy specimens are required to achieve 90% confidence that dysplasia will be
detected if it is present [Rubin, 1992].
1995 guidelines from the World Health Organization recommend annual to biannual colonoscopy with
biopsies taken from normal appearing mucosa at 10-12 cm intervals throughout the colon
[Winawer, 1995].
Extra biopsies should be taken from areas of mucosal irregularity.
If biopsies are classified as negative or indefinite for dysplasia then surveillance colonoscopy
should be repeated every 1-2 years. Barium enema should not be substituted for colonoscopy in IBD
patients; dysplasia is often visible only under the microscope and thus actual biopsies are required
for surveillance. More recently, guidelines for cancer surveillance in IBD patients have been updated
by the Crohn’s and Colitis Foundation of America [Itzkowitz, 2005]. The task force
of experts recommend that 4 quadrant biopsies be taken every 10 cm from the cecum to the rectum, with
additional biopsies taken from mucosal abnormalities. Crohn’s colitis patients have an elevated risk
of colon cancer that is similar to that in ulcerative colitis patients, and thus they should undergo
colonoscopic surveillance after 8 years of pancolits. IBD patients who have extensive inflammatory
polyps which can interfere with adequate surveillance should be referred to centers of expertise for
evaluation. New studies indicate that chromoendoscopy can enhance the endoscopic detection of
dysplastic lesions in colitic colons
[Rutter, 2004], [Kiesslich, 2003],
however this methodology should only be used by appropriately trained endoscopists.
High grade dysplasia in flat mucosa and cancer are uniform indications for colectomy. The management
of low grade dysplasia is controversial. Some authorities believe that any finding of low grade
dysplasia in flat mucosa warrants colectomy, [Bernstein, 1994] while our unpublished
data reveals that only one third of low grade dysplasia patients progress to high grade dysplasia in
[Brentnall, Personal Communication]. The discrepancy between these
recommendations is likely due to the number of biopsies taken at surveillance: as noted above, the
risk of missing cancer/dysplasia is inversely correlated with the number of biopsies (e.g. low numbers
of biopsies leads to a high risk of missing neoplasia). Thus, management of low-grade dysplasia is
uncertain and a decision regarding colectomy versus continued surveillance should reflect:
- the thoroughness of the colonoscopic exam
- the number of biopsies with low grade dysplasia
- the reliability of the patient to return for repeated follow-up exams
- the risks of colectomy. There are reports of high rates of infertility in women with IBD who
have undergone colectomy and this could also affected decision making in women who are of
child-bearing age [Johnson, 2004].
If dysplasia (low or high grade) is discovered in a polyp-like lesion and the lesion is completely
removed endoscopically, then continued surveillance is permitted---provided that microscopic dysplasia
is not discovered in the remaining surveillance biopsies
[Odze, 1998],
[Odze, 2004],
[Rubin, 1999].
Patients who have polyp-like
lesions with dysplasia should have surveillance endoscopy on an annual basis. Several studies suggest
that biopsy surveillance or prophylactic colectomy increases life expectancy in patients with
ulcerative colitis [Choi, 1993],
[Provenzale, 1995],
[Axon, 1994].
2.3 POLYPOSIS SYNDROMES
Introduction
Colonic adenomas can evolve into carcinomas; therefore, the recognition of familial polyposis
syndromes is essential for the prevention of colon cancer in these family members. Furthermore,
the polyposis syndromes have implications not only for the patient but also for other at-risk
family members. In order to identify patients who may have an inherited syndrome, it is important
for the clinician to ask some key questions:
- Have any family members been diagnosed with colorectal cancer? If yes, is there histologic
confirmation of the diagnosis? In addition, consider asking about family members who may have
died of metastatic colorectal cancer and were labeled as liver cancer, stomach cancer, or
cancer of unknown origin. This latter group of patients would not be confirmatory, but could
help identify possible patterns of inheritance and contribute to the clinical suspicion of the
presence of a polyposis syndrome.
- At what age did family members develop cancer? The younger the age of cancer development in a
family member, the more likely the disease is due to an inherited defect.
- Is there a family history of any individuals with numerous (more than 5-10) polyps over their
lifetime? Distinguish polyposis syndromes from the non-polyposis syndromes.
- Are there extra-colonic GI tract cancers in the family? Include stomach, small bowel, pancreas,
liver, and bile duct? It is important to keep in mind that the accuracy of family history
information with respect to the specific anatomic site of abdominal cancers is frequently suspect.
It is also important to note if there is a history of gastric or small intestinal polyps.
- Are there non-GI cancers in the family? Include brain, breast, lung, endometrial, bladder,
ureter/renal pelvis, ovarian, cervix, thyroid, testicular, desmoid tumors, and adenocarcinoma
with unknown primary.
- Are there extra-intestinal signs in the family? Skin lesions (melanotic spots around the mouth,
epidermoid cysts, fibromas,sebaceous gland adenomas, and keratoacanthomas), bony lesions
(exostoses, osteomas), eye lesions (congenital hypertrophy of the retinal pigment epithelium or
CHRPE), and dental lesions (dentigerous cysts, odontomas, supernumerary teeth, congenitally absent
or unerupted teeth). In addition, café-au-lait spots should be noted as they can indicate the
presence of neurofibromatosis.
2.3.1 Adenomatous Polyposis: Familial Adenomatous Polyposis (FAP) and Attenuated Familial Adenomatous
Polyposis (AFAP) (Table 6) and
(Table 1)
Familial adenomatous polyposis is among the best known inherited colorectal cancer syndromes
although it is responsible for less than 1 percent of all colorectal cancers
[Grady, 2003],
[Solomon, 2003]. Although previous
classifications have subdivided adenomatous polyposis syndromes into FAP (GI manifestations alone)
and Gardner Syndrome (FAP with extra-intestinal manifestations), these divisions are less useful now
that the genetic basis of FAP and Gardner syndrome has been shown to be identical (namely, mutations
in the APC or MYH genes can cause either phenotype). This section will discuss classical familial
adenomatous polyposis and attenuated familial adenomatous polyposis—both caused by mutations in the
APC gene. See section 2.3.2 for a discussion regarding the autosomal recessive MYH-associated
polyposis syndrome which is clinically quite similar to FAP and AFAP, but caused by mutations in a
different gene.
Clinical Features
In FAP, hundreds to thousandsof adenomas carpet the colon, initially appearing at an average age of
16 years (range 7-36;
[Petersen, 1991]). There can be marked intrafamilial and
interfamilial variation in the number of polyps present even with the exact same germline mutation.
Ninety-five percent (95%) of individuals from families with classic FAP will have polyps by age 35
[Solomon, 2003]. Once polyps appear, they generally increase in number rapidly.
Without colectomy, the risk of development of colorectal cancer is essentially 100%. The average age
of colon cancer development in untreated individuals is 39 years. Approximately 7% of untreated FAP
patients develop CRC by age 21, 87% by age 45, and 93% by age 50
[Bussey, 1975],
[Solomon, 2003].
Other Clinical Features
While polyp formation usually begins in the second decade of life, GI symptoms of rectal bleeding and
abdominal pain usually develop in the third decade
[Erbe, 1976],
[Schwabe, 1980].
There are several other variable features of FAP that may or may not
be present. If found, they increase the index of suspicion and should lower the threshold for referral
to a tertiary center with expertise in GI cancer genetics. Gastric polyps are present in most FAP
patients. They can be either hamartomatous fundic gland polyps or adenomatous and antral in location
[Solomon, 2003]. The risk for gastric cancer is relatively small (0.5%). Small
intestinal adenomatous polyps are found in most individuals with FAP, commonly in the second and third
portions of the duodenum, and have a significant malignant potential (approximately 4% lifetime risk
of duodenal adenocarcinoma)
[Kadmon, 2001], [Groves, 2002],
[Bulow, 2004].
Polyps in the periampullary region are of particular concern as
they have a higher rate of malignant transformation and can also obstruct the pancreatic duct leading
to pancreatitis.
Extraintestinal manifestations present in some individuals with FAP include: 1) osteomas (bony
growths found most commonly on the mandible and skull); 2) various dental abnormalities
(supernumerary teeth, congenital absence of teeth, unerupted teeth, odontomas, and dentigerous cysts)
occurring in 17% of individuals with FAP as opposed to 1-2% of the general population
[Solomon, 2003]; 3) congenital hypertrophy of the retinal pigment epithelium
(CHRPE; discrete, flat, pigmented lesions of the retina that are clinically asymptomatic);
4) benign cutaneous lesions (fibromas, epidermoid cysts); and 5) desmoid tumors (see below for
discussion of significant morbidity and mortality secondary to these tumors). It is important to
note that extraintestinal manifestations frequently precede the development of polyposis. For
example, many newly diagnosed individuals with FAP retrospectively note a history of osteomas or
dental abnormalities.
The extraintestinal abnormalities are primarily of cosmetic importance. However, desmoid tumors are
an exception to this rule, as they are a significant cause of morbidity and mortality in FAP. Present
in ~10% of FAP patients [Gurbuz, 1994],
[Clark, 1996], most
desmoids are found within the abdomen or the abdominal wall. They frequently occur in association
with surgical scars. About 5% of individuals with FAP experience significant morbidity or mortality
from these locally invasive benign tumors that do not metastasize
[Solomon, 2003], [Clark, 1999].
Encasement of abdominal organs or invasion of mesenteric vessels can lead to devastating complications.
Various extracolonic cancers are more frequent in individuals with FAP than in the general population.
These include the following [Solomon, 2003]: duodenal or periampullary carcinoma
(4-12% lifetime risk), small bowel distal to duodenum (rare), gastric adenocarcinoma (0.5%),
pancreatic adenocarcinoma (~2%), papillary thyroid carcinoma (~2%), brain cancer (usually
medulloblastoma; <1%), hepatoblastoma (1.6%; children age 5 or younger), biliary duct
adenocarcinoma (rare, but increased), and adrenal adenocarcinoma (rare, but increased).
The association of colorectal cancer and brain tumors has been referred to as Turcot syndrome.
However, it is now clear that this group of patients is molecularly heterogeneous and that Turcot
syndrome can be divided into patients with APC gene mutations (who have FAP) and patients with
mismatch repair gene mutations (who have Hereditary Non-Polyposis Colorectal Cancer).
Attenuated FAP, which is also caused by mutations in the APC gene, is characterized by a
significantly elevated risk of colorectal cancer. However, fewer polyps are seen in AFAP (mean ~30,
range 15-100) than in FAP (>100). On average, colonic polyps are found more proximally (i.e.,
right colon) than in classic FAP [Solomon, 2003]. The average age of colon cancer
diagnosis in AFAP is ~50-55 years—which is 10-15 years later than for classic FAP
[Solomon, 2003], [Spirio, 1993].
Because this variant is associated with much fewer polyps (<100), and patients may present with
as few as 5-10 polyps, this topic is considered under the heading of Non-Polyposis Syndromes
(Attenuated APC). Patients with this syndrome have
mutations in the extreme 5' and 3' ends of the APC gene.
Diagnosis and Referral Guidelines
Diagnosis of FAP relies on clinical findings and may be made in any individual who has: 1) >100
colon adenomas OR 2) multiple colon adenomas and is a first-degree relative of an individual with
known FAP. For individuals with questionable diagnoses, molecular genetic testing of the APC gene
can be used to confirm the diagnosis. However, genetic testing is more frequently useful in
identifying the specific disease-causing mutation in an affected family member, so that at-risk
family members can be tested to rule-in or rule-out inheritance of risk. The differential diagnosis
of FAP includes the MYH-associated polyposis syndrome
([Sieber, 2003]; see
Section 2.3.2), which is inherited in an autosomal recessive
manner (as opposed to the autosomal dominant nature of APC-gene associated FAP). This distinction
has important implications for risk to various family members. Consultation with a GI cancer
genetics professional is therefore warranted.
Diagnosis of attenuated FAP is more difficult as there is clinical overlap with both the
MYH-associated polyposis syndrome and HNPCC. AFAP should be considered in individuals with many
(more than 20 adenomas during the lifetime of the patient) colonic adenomatous polyps OR a family
history of colon cancer in persons less than age 60 with multiple adenomatous polyps
[Solomon, 2003].
Genetic Testing
Genetic testing is commercially available for FAP/AFAP. There are two categories of individuals
who may benefit from genetic testing for APC gene mutations
[Grady, 2003],
[Solomon, 2003]:
First, individuals with a clinical diagnosis or clinical suspicion of FAP/AFAP may wish to be
tested. In equivocal cases, the finding of a deleterious APC gene mutation may be helpful in
making the diagnosis. Furthermore, the identification of a mutation in a clearly affected individual
allows other asymptomatic family members to potentially be tested for inheritance or lack of
inheritance of the mutation.
Second, relatives of individuals with known APC gene mutations may be tested presymptomatically.
It is reasonable to refer for testing first-degree relatives of people with known APC mutations
regardless of polyps. In addition, it would be reasonable to refer any individual with multiple
polyps who is a relative of a patient with a known APC mutation
[Grady, 2003].
In general, if consideration is being given to genetic testing for FAP/AFAP, consultation with a
GI cancer genetics specialist is always appropriate and is strongly recommended
[Grady, 2003].
Such specialists are most frequently found in the medical genetics
and gastroenterology divisions of regional academic medical centers. They may also be identified
through the list of genetics professionals located on the
GeneTests website.
Genetic testing is available for the APC gene that is located on chromosome 5q
[Bodmer, 1987],
[Leppert, 1987],
[Groden, 1995],
[Nishisho, 1991].
Current assays detect approximately 82% of cases tested
[Nugent, 1996].
Testing for potential APC families should always start with
analysis of an affected family member first, to identify the mutation responsible for the disease
in that family. Importantly, 20-30% of newly diagnosed adenomatous polyposis patients have de novo
mutations, e.g. these patients are the first in the family to present with colonic polyposis.
A specific APC mutation (I1307K) has been found in 28% of Ashkenazi Jews with a
family history of colon cancer and in 6% of those with a negative family history of colorectal
cancer. The I1307K mutation does not significantly alter the APC gene product, but rather,
makes the APC gene prone to subsequent mutations in other regions of the gene
[Laken, 1997].
Patients with the I1307K mutation have a 1.5-2 fold increased risk of
colorectal cancer compared with the general population and warrant regular colonoscopic screening.
For mutation carriers who have a positive family history of colorectal cancer the lifetime risk may
approach 50%. Ashkenazi Jews with a family history of colon cancer may benefit from genetic
testing for I1307K, and if positive for the mutation would warrant colonoscopy every 2 years beginning
at age 35 (personal communication, R. Jacoby) (Table 6).
The general population (e.g. non-Jewish patients), has an extremely low carrier rate of this mutation,
and thus probably do not warrant screening for it
[Lynch, 1997]. Genetic testing for
the I1307K variant is available (Table 12).
Screening and Surveillance: Familial Adenomatous Polyposis
(Table 6):
Colon:
First degree relatives at risk, who are not known to have polyps, should undergo flexible
sigmoidoscopy starting at age 12 – 15 depending on family genotype and pheontype, or sooner if
symptomatic [Rustgi, 1994],
[Erbe, 1976],
[Schwabe, 1980],
[Petersen, 1994],
[http://www.nccn.org].
Sigmoidoscopy should be repeated annually to age 24 and then every 2 years to age 35. Colonoscopy should
be considered by age 20 - 25 and again in 10 years to evaluate for right sided polyps. Because
classical FAP is 100% penetrant, virtually all affected members will exhibit polyps by age 35.
Proctocolectomy is the treatment of choice in adult FAP patients with adenomas
[Vasen, 2001]
and should be considered at the time of diagnosis in teenagers. The
timing of proctocolectomy may be individualized in teenagers depending on genotype, phenotype and
personal considerations. In teenagers with adenomas who delay surgery, yearly colonoscopy
surveillance is indicated, and proctocolectomy is recommended by age 19, or when there are signs of
advancing polyposis, including more than 100 polyps, multiple polyps >0.5 - 1cm in size, villous
histology or high-grade dysplasia, whichever occurs first
[Burt, Personal Communication]. Colectomy is not indicated in FAP prior
to the appearance of the polyps. Following proctocolectomy, adenomas can form in the ileal-anal pouch,
but infrequently progress to cancer . Thus some experts recommend periodic endoscopic surveillance of
the pouch.
Genetic counseling and testing of probands with FAP is recommended to faciliate screening of family
members. After a causative APC mutation is identified in an index case, other family members can be
tested for the same mutation. Testing should be offered in adolescence or early teens prior to
initiation of screening. Those who test negative for the APC mutation that causes disease in their
family are considered to be unaffected by FAP and do not require specialized screening
(Table 12).
Patients who undergo total abdominal colectomy with ileorectal anastomosis are at nearly 1% per
year risk of developing rectal cancer and at greater than 50% risk of requiring subsequent
proctectomy [Bulow, 2000].
Risk of death from rectal cancer may remain as high as
12% by age 65 even for patients under surveillance
[Vasen, 2001]. Surveillance of
the retained rectum with endoscopy and polypectomy is recommended at 6 – 12 months intervals.
Consideration for proctectomy is indicated for patients with dense rectal polyposis and/or advanced histology.
Duodenal Surveillance:
Patients with the classical FAP phenotype are at risk for duodenal cancer with a cumulative lifetime
risk of 5 – 10% and mean age in the late 50’s. The accuracy of this estimate is limited by the
paucity of cohorts over age 50 years who have been followed post colectomy. Duodenal cancer is rare
under age 30 years, and uncommon under age 40 years, but risk increases significantly after age 50
years. Hence, it is recommended to initiate side viewing duodenoscopy at age 25 – 30. In patients
without duodenal adenomas, duodenoscopy is repeated at approximately 4 year intervals to age 50 and
then every 2 – 3 years [http://www.nccn.org].
Surveillance intervals are based on expert assessment and staging of duodenal polyposis as well as on
the endoscopic management plan (Table 6). Spigelman’s classification,
based on the number, size and histology of duodenal polyps, serves as the standard for staging. In
addition, expert qualitative assessment of adenoma density is important because duodenal adenomas are
manifest in a wide range of lesions, including minimal mucosal irregularities, plaques of varying
thickness, thickened folds, and sessile polyps. Risk of cancer rises significantly in patients with
advanced, stage IV, disease. The risk of developing stage IV polyposis has been recently estimated to
be about 40% at age 60, and 50% by age 70
[Groves, 2002],
[Bulow, 2004],
[Saurin, 2004].
It is recommended that all significant lesions be biopsied at the time of duodenoscopy. Mucosectomy
or ampullectomy is considered for large or thick lesions which are amenable to such treatment,
especially in the presence of villous histology. Another option is to prophylactically remove or
ablate smaller adenomas, especially those near the ampulla, though there is paucity of outcomes data
on the potential benefits and risks of this approach. Surgery is generally reserved for advanced
lesions that cannot be managed endoscopically, and for HGD and carcinoma
[Groves, 2002],
[Bulow, 2004],
[Saurin, 2004].
Stomach:
Fundic gland polyps (FGP) occur in the majority of FAP patients, classical and attenuated, and
often are too numerous to count
[Offerhaus, 1992],
[Kurtz, 1987],
[Jarvinen, 1983],
[Burt, 2003].
In FAP, FGPs usually display
biallelic inactivation of the APC gene, and contain dysplasia or microadenomas of the foveolar
epithelium in over 25% of patients. However, FGP’s are not associated with significant risk for
cancer. Gastric cancer is uncommon in FAP in the western world at this time, with a lifetime risk
of 0.5% - 0.7% [Wallace, 1998],
[Burt, 2003]. Endoscopic biopsies
of FGP are not routinely recommended. However, the stomach should be inspected for polyps that
stand out because they appear irregular in shape or texture or large in size, suggesting adenomatous
change. Gastric adenomas develop in approximately 10% of patients and are predominantly in the
antrum. Hence, it is recommended that polyps in or near the antrum should be removed or biopsied if possible.
Because sporadic gastric cancer of the intestinal type, occurs in the setting of intestinal metaplasia,
gastric atrophy, and longstanding H. pylori infection, it is also reasonable to intensify screening
and biopsy in FAP patients with these findings and to treat H. pylori infection.
Thyroid:
Patients with FAP are at risk for thyroid cancer with a lifetime risk of under 2%, median age in the
third decade, and female predominance (>95%). The majority of tumors show papillary differentiation,
are multifocal, and carry a good prognosis
[Bulow, 1997],
[Giardiello, 1993].
Yearly thyroid physical examination is recommended.
Hepatoblastoma:
Hepatoblastoma occurs in less than 0.5% of patients with FAP, predominantly in boys under the age of
5 [Hughes, 1992],
[Giardiello, 1996]. Early diagnosis can be
curative, but the efficacy of screening as well as the associated risks are undefined. Potential
screening options include physical examination, serum alpha-fetoprotein, and/ or hepatic unltrasound
at 6 – 12 months intervals. Multidisciplinary evaluation of positive screening results are recommended
to minimize the need for invasive procedures.
Screening and Surveillance: Attenuated Familial Adenomatous Polyposis
(Table 6):
Colon:
AFAP, in comparison to classical FAP, is characterized by later onset of colorectal adenomas and
cancer, and right sided predominance with frequent rectal sparing. Cancer is rare under age 25.
Hence, patients with AFAP lacking a family history of dense polyposis or early onset cancer are
screened with colonoscopy beginning at age 15 – 18 years. In patients without adenomas, screening
colonoscopy is repeated at 2 – 3 year intervals and continued throughout life. Intervals can be
increased to 3 – 5 years with advancing age in those who are not known to be gene carriers. Young
patients with a limited number of adenomas that are manageable by endoscopy are usually surveilled
with colonoscopy and polypectomy at 1 – 2 year intervals, and attempt is made to remove all the
polyps. Surgical consultation and counseling is recommended at the onset of adenomas, and the
surgical option is strongly considered with advancing age, especially after age 40 – 50 years, even
in patients with few adenomas. Surgery is indicated in patients with residual polyps that are not
manageable by polypectomy. Abdominal colectomy with ileorectal anastomosis is the procedure of choice
in patients with few or no rectal adenomas.
Extra-colonic cancer screening (AFAP):
Duodenal screening and surveillance recommendations for patients with AFAP are the same as for
classical FAP, though the risk of cancer is somewhat lower. Yearly thyroid examination is recommended.
Risk of childhood hepatoblastoma is undefined but low and screening is not routinely recommended
[http://www.nccn.org].
Chemoprevention, using a nonsteroidal anti-inflammatory drug, sulindac, has been associated
with a regression of polyps in patients with FAP. In a randomized, double blind, placebo-controlled
study, sulindac was found to reduce the number and size of colonic adenomas, but the effect
was incomplete. The role of sulindac in prevention upper gastrointestinal adenomas is unclear.
Celecoxib, a COX-2 inhibitor, has also been shown to decrease the formation of rectal adenomas and
duodenal adenomas, but, as with sulindac, the effect is not complete and the long-term effects of
this medication on either colon or duodenal cancer are not known
[Steinbach, 2000],
[Phillips, 2002].
Chemoprevention has not replaced the role of screening or need for colectomy in affected individuals
[Giardiello, 1993].
Screening and surveillance of extracolonic tumors can be performed by yearly physical exam and
laboratory testing [Rustgi, 1994],
[Burt, 1988]. Desmoid tumors
occur in 10% of FAP families and can be lethal as they encase and constrict abdominal organs and vessels.
Desmoids appear to cluster in families, occur more frequently in women, and are provoked by surgery
and childbirth. Sulindac, tamoxifen, chemotherapy, and occasionally surgery are options for treatment.
Eye examinations should be performed to evaluate for congenital hypertrophy of the retinal pigment
epithelium (CHRPE) in the index case with FAP. If the index case has CHRPE, then this may
be a useful clinical marker of FAP in other first-degree relatives; when present it has 100%
predictive value. The absence of CHRPE in the proband or the first-degree relatives has no predictive
value [Traboulsi, 1990].
When screening first degree relatives of a patient with FAP,
the absence of extra-intestinal manifestations, such as bone and skin tumors, does not rule out FAP.
2.3.2 Adenomatous Polyposis: MYH-Associated Polyposis Syndrome (MAP)
Recently it has been demonstrated that a subset of patients who appear to have a classical FAP or
attenuated FAP phenotype have biallelic mutations in the hMYH gene. Although it is perhaps
premature to conclude what proportion of North American cases of FAP or AFAP are due to hMYH
mutations, it needs to be considered in the differential diagnosis with APC gene mutations.
Population-based colorectal cancer studies in Europe suggest that MAP could be responsible for as
much as 1% of all colorectal cancer cases. Molecular genetic testing of the MYH gene is clinically
available. Current recommendations are to manage these patients as though they have germline
mutations in the APC gene. Importantly, because this is an autosomal recessive trait, these
individuals may appear to be de novo cases of FAP, until a more thorough family history is obtained.
2.3.3 Hamartomatous Polyposis: Juvenile Polyposis, Cowden, and Peutz-Jegher Syndromes.
Hamartomatous Polyposis:
Hamartomas are non-malignant masses comprised of tissues that
normally make up the organ in question. Colonic hamartomatous polyposis syndromes are often marked
by a characteristic histopathology that allows the diagnosis of particular familial syndromes.
Hamartomatous polyps may occur sporadically in individuals. Alternatively, when occurring in
greater numbers or with other suggestive features, they may be part of a cancer predisposition
syndrome.
Juvenile Polyposis Syndrome (JPS):
JPS is a rare hamartomatous polyposis syndrome that is associated with an increase in colorectal
cancer risk and is inherited in an autosomal dominant fashion
[OMIM],
[GeneReviews]. Incidence estimates for JPS range from ~1 in 16,000 to 1 in 100,000
[Burt, 1990],
[Haidle, 2004],
[Chevrel, 1975].
Because of the disorder’s relative rarity, more reliable estimates of incidence from population-based
registries are lacking.
JPS: Diagnosis
It is critical to distinguish JPS from the solitary juvenile polyps that occur sporadically in
approximately 2% of children. Sporadically occurring juvenile polyps are diagnosed at an average age
of 3-5 years old; they typically are sloughed into the stool and do not recur. They do not indicate any
risk for cancer in the affected individual or his/her family
[Howe, 2002].
In contrast, the clinical diagnosis of JPS is made in individuals meeting any of the following
criteria: 1) More than 5 colorectal juvenile polyps; 2) Multiple juvenile polyps throughout the
gastrointestinal tract; OR 3) One or more juvenile polyps found in a patient with a family history of
JPS [Jass, 1988].
As juvenile polyps may be seen in PTEN Hamartoma Tumor Syndrome (Cowden Syndrome and Bannayan-Riley-
Ruvalcaba Syndrome) and also Basal Cell Nevus Syndrome (Gorlin Syndrome), exclusion of these diagnoses
by a medical geneticist or other physician familiar with their clinical manifestations is important prior
to arriving at a diagnosis of JPS
[Woodford-Richens, 2000],
[Haidle, 2004]. Hereditary Mixed Polyposis Syndrome (see below) also must be considered
in the differential diagnosis of syndromic causes of juvenile polyps.
JPS: Histopathology
Juvenile polyps have a very distinct histology characterized by normal epithelium, dense stroma, an
inflammatory infiltrate, and dilated mucus-filled cysts in the lamina propria. Juvenile polyps lack
both muscle fibers and the proliferative characteristics of adenomas.
JPS: Typical Presentations
Bleeding +/- anemia may result from sloughing of the polyp or its epithelium. Other affected
individuals may present with obstruction due to a large polyp or intussusception
[O'Riordain, 1991].
The polyps can be either sessile or pedunculated but have
the characteristic histology noted above. Some affected individuals may have only five polyps over
their lifetimes, while others in the same family may have a hundred or more. This marked intrafamilial
heterogeneity is called variable expressivity.
There are also numerous case reports of individuals or families affected with both JPS and Hereditary
Hemorrhagic Telangiectasia, an autosomal dominant syndrome of multiple arteriovenous malformations that
can affect multiple organ systems (OMIM 187300; more information may be found at
www.genetests.org). Recent data demonstrates
that individuals with mutations in MADH4—in some cases—may have physical findings consistent with HHT
in addition to having JPS (